DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MACH-1 FINANCIAL GROUP, LLC

CRD 298195

ROGERS, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ac7b825-c45e-d880-4ee1-3a613f4b4a9a

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 8
On other graphs: 0
Observed: Jan 17, 2020 to Jul 13, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $546MItem 5.F on the latest filing (2026-07-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $546M
Private client RAUM: $542MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $60.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,255
Individual clients: 1,405
High net worth clients: 161
Custody, client assets: $398M
SEC number: 801-118093
CIK: 1843358
CRD: 298195
Filings on the tape: 28
First filed: Jan 17, 2020
Latest filed: Jul 13, 2026
Organised: Limited Liability Company, AR
Website: mach-1financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID AARON LEE	n/a	ROGERS, AR	7	19	3	no
Matthew Jordan Walters	Certified Financial Planner	ROGERS, AR	7	13	2	no
Elijah David Freeman	Certified Financial Planner	ROGERS, AR	4	25	n/a	no
JAMES LEE MACKEY	n/a	ROGERS, AR	4	31	3	no
JOHN EDWARD MARTFELD	n/a	ROGERS, AR	3	24	7	yes
Isaac B Johnson	Certified Financial Planner	ROGERS, AR	2	18	n/a	no
Graham McDaniel Funderburk	n/a	ROGERS, AR	1	10	1	no
Nicholas McKenney	n/a	ROGERS, AR	0	10	n/a	no
William Martens	n/a	ROGERS, AR	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAWLER, TAMMY, LAGENE	Controller	Na	yes	02/2022	Mar 25, 2022	Oct 9, 2024
Leas, James, Brent	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 14, 2024	Oct 9, 2024
LEE, DAVID, AARON	FOUNDER & MANAGING PARTNER	Na	yes	01/2023	Jan 17, 2020	Oct 9, 2024
LEE, DAVID, AARON	TRUSTEE OF THE LEE FAMILY TRUST	E	yes	01/2021	Jan 17, 2020	Oct 9, 2024
MACH-1 HOLDINGS, INC.	Owner	E	yes	09/2021	Oct 6, 2021	Oct 9, 2024
Walters, Matthew, Jordan	CEO & OWNER	B	yes	09/2021	Mar 25, 2022	Oct 9, 2024
MACKEY, JAMES, LEE	PRESIDENT, COO & OWNER	A	no	01/2023	Apr 8, 2022	Oct 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID A LEE, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 13, 2026	$546M	$546M	20	8	n/a	n/a
2024	Apr 2, 2025	$417M	$417M	20	7	n/a	n/a
2023	Mar 14, 2024	$354M	$354M	19	6	n/a	n/a
2022	Mar 10, 2023	$271M	$271M	16	4	n/a	n/a
2021	Mar 25, 2022	$273M	$273M	12	4	n/a	n/a
2020	Feb 5, 2021	$189M	$189M	10	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$546M	$417M	31.1%	$271M	26.4%	20	20	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COPPELL ADVISORY SOLUTIONS LLC	2	Dec 26, 2019	Feb 28, 2019	BENTONVILLE, AR	Team lift out	RIA to RIA	5.9%

Relationships

Registered with (10)

← William MartensAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Nicholas McKenneyAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Graham McDaniel FunderburkAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Isaac B JohnsonAdvisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← JOHN EDWARD MARTFELDAdvisorregistration: current employment
Apr 13, 2023 to presentfactForm ADV
← JAMES LEE MACKEYAdvisorregistration: current employment
Mar 25, 2022 to presentfactForm ADV
← Elijah David FreemanAdvisorregistration: current employment
Jan 5, 2022 to presentfactForm ADV
← DAVID AARON LEEAdvisorregistration: current employment
Feb 28, 2019 to presentfactForm ADV
← Matthew Jordan WaltersAdvisorregistration: current employment
Feb 28, 2019 to presentfactForm ADV
← ELLEN MAXINE MASTERSAdvisorregistration: previous registration
Nov 22, 2022 to Dec 21, 2022factForm ADV

Owns (1)

← MACKEY, JAMES, LEEOwnerPRESIDENT, COO & OWNER, ownership code A, individual
Apr 8, 2022 to Oct 9, 2024factForm ADV

Controls (5)

← Leas, James, BrentOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 14, 2024 to Oct 9, 2024factForm ADV
← LEE, DAVID, AARONOwnerTRUSTEE OF THE LEE FAMILY TRUST, ownership code E, individual
Jan 17, 2020 to Oct 9, 2024factForm ADV
← Walters, Matthew, JordanOwnerCEO & OWNER, ownership code B, individual
Mar 25, 2022 to Oct 9, 2024factForm ADV
← LAWLER, TAMMY, LAGENEOwnerCONTROLLER, ownership code NA, individual
Mar 25, 2022 to Oct 9, 2024factForm ADV
← MACH-1 HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Oct 6, 2021 to Oct 9, 2024factForm ADV

Moved with (1)

← COPPELL ADVISORY SOLUTIONS LLCRegistered adviser2 advisors, team lift out, same day
Dec 26, 2019 to Feb 28, 2019factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Mach-1 Financial Group, Llc reported RAUM $546.3M, up 31% from $416.9M (2025-10-10 to 2026-03-30)
Form ADVobserved 5 days ago
$129M
Occurred
Jun 14, 2024
Control person joined
Brent James Leas (Chief Compliance Officer) appeared on Schedule A of Mach-1 Financial Group, Llc
Form ADVobserved 5 days ago
Occurred
Mar 14, 2024
Control person left
Hankins Connie Blackmon (Cfo) no longer on Schedule A of Mach-1 Financial Group, Llc (listed 2024-01-19, absent 2024-03-14)
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Advisor changed firm
Ellen Maxine Masters left Mach-1 Financial Group, Llc for Masters Financial (registered 2023-09-06)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Connie Blackmon (Cfo) appeared on Schedule A of Mach-1 Financial Group, Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Tammy Lawler (Chief Compliance Officer) appeared on Schedule A of Mach-1 Financial Group, Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Jordan Matthew Walters (Coo) appeared on Schedule A of Mach-1 Financial Group, Llc
Form ADVobserved 5 days ago
Occurred
Jan 17, 2020
First Form ADV filing
Mach-1 Financial Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ac7b825-c45e-d880-4ee1-3a613f4b4a9a
First observed: Jan 17, 2020
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MACH-1 FINANCIAL GROUP, LLC

CRD 298195

ROGERS, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ac7b825-c45e-d880-4ee1-3a613f4b4a9a

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID AARON LEE

n/a

ROGERS, AR

Matthew Jordan Walters

Certified Financial Planner

ROGERS, AR

Elijah David Freeman

Certified Financial Planner

ROGERS, AR

n/a

JAMES LEE MACKEY

n/a

ROGERS, AR

JOHN EDWARD MARTFELD

n/a

ROGERS, AR

yes

Isaac B Johnson

Certified Financial Planner

ROGERS, AR

n/a

Graham McDaniel Funderburk

n/a

ROGERS, AR

Nicholas McKenney

n/a

ROGERS, AR

n/a

William Martens

n/a

ROGERS, AR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAWLER, TAMMY, LAGENE

Controller

yes

02/2022

Mar 25, 2022

Oct 9, 2024

Leas, James, Brent

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 14, 2024

Oct 9, 2024

LEE, DAVID, AARON

FOUNDER & MANAGING PARTNER

yes

01/2023

Jan 17, 2020

Oct 9, 2024

LEE, DAVID, AARON

TRUSTEE OF THE LEE FAMILY TRUST

yes

01/2021

Jan 17, 2020

Oct 9, 2024

MACH-1 HOLDINGS, INC.

Owner

yes

09/2021

Oct 6, 2021

Oct 9, 2024

Walters, Matthew, Jordan

CEO & OWNER

yes

09/2021

Mar 25, 2022

Oct 9, 2024

MACKEY, JAMES, LEE

PRESIDENT, COO & OWNER

01/2023

Apr 8, 2022

Oct 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID A LEE, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$546M

n/a

2024

Apr 2, 2025

$417M

n/a

2023

Mar 14, 2024

$354M

n/a

2022

Mar 10, 2023

$271M

n/a

2021

Mar 25, 2022

$273M

n/a

2020

Feb 5, 2021

$189M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$546M

$417M

31.1%

$271M

26.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COPPELL ADVISORY SOLUTIONS LLC

Dec 26, 2019

Feb 28, 2019

BENTONVILLE, AR

Team lift out

RIA to RIA

5.9%