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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 19, 2021 | n/a | yes | CORAL GABLES, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 17, 2008 | Apr 21, 2021 | no | MIAMI, FL|MIAMI, FL|DORAL, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|KEY WEST, FL|CORAL GABLES, FL|KEY COLONY BEACH, FL|KEY COLONY BEACH, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 16, 1995 | Dec 16, 2008 | no | CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Apr 21, 2021 | Apr 19, 2021 | -2 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 16, 2008 | Dec 17, 2008 | 1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:FL:2021-03-15 | Apr 21, 2021 | Apr 19, 2021 | KEY COLONY BEACH, FL | Firm change |