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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THEOREMA ADVISORS UK LLP

CRD 137489

LONDON

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Search this name across graphsid dfx:ria:98cc1a5b-d1ab-d915-9f33-e262f75a2daa

Data as of May 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to May 13, 2022
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $69.9MItem 5.F on the latest filing (2022-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $69.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $69.9Mgross asset value as reported per fund; never fund size
SEC number: 801-71329
CRD: 137489
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: May 13, 2022
Organised: Limited Liability Partnership

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PLURIMA THEOREMA EUROPEAN LONG-SHORT EQUITY FUND	Hedge Fund	$69.9M	May 13, 2022	1	Apr 27, 2018	reported	n/a
JUNIE OPPORTUNITIES FUND	Hedge Fund	$6,084	Mar 15, 2021	1	Apr 10, 2017	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOVI, GIOVANNI, NMN	Owner	E	yes	04/2017	Mar 30, 2012	May 13, 2022
GOVI, GIOVANNI, NMN	Director	Na	yes	01/2001	Mar 30, 2012	May 13, 2022
MINOTTI, EMANUELE, DIEGO	Partner	Na	yes	04/2012	Jun 6, 2013	May 13, 2022
TAN, CHEE-WON	CHIEF COMPLIANCE OFFICER	Na	yes	05/2011	Jun 6, 2013	May 13, 2022
THEOREMA HOLDINGS LTD (MALTA)	Owner	E	yes	04/2010	Mar 30, 2012	May 13, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	May 13, 2022	$69.9M	$69.9M	3	0	0	1	$69.9M
2020	Mar 15, 2021	$74.4M	$74.4M	3	0	0	2	$74.4M
2019	Feb 28, 2020	$79.7M	$79.7M	3	0	0	2	$79.7M
2018	Jan 31, 2019	$97.8M	$97.8M	3	0	0	2	$97.8M
2017	Apr 27, 2018	$127M	$127M	5	0	0	2	$127M
2016	Apr 6, 2017	$126M	$126M	5	0	n/a	n/a	n/a
2015	Feb 16, 2016	$106M	$106M	5	0	n/a	n/a	n/a
2014	Apr 1, 2015	$147M	$147M	5	0	n/a	n/a	n/a
2013	Mar 25, 2014	$189M	$189M	4	0	n/a	n/a	n/a
2012	Apr 30, 2013	$184M	$184M	4	0	n/a	n/a	n/a
2011	Mar 30, 2012	$170M	$170M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$69.9M	$74.4M	-6.0%	$97.8M	-10.6%	3	3	0	0

Relationships

Advises (2)

→ PLURIMA THEOREMA EUROPEAN LONG-SHORT EQUITY FUNDPrivate fundHedge Fund, IA
Apr 27, 2018 to presentfactForm ADV
→ JUNIE OPPORTUNITIES FUNDPrivate fundHedge Fund, IA, no longer reported
Apr 10, 2017 to Mar 15, 2021factForm ADV

Controls (4)

← GOVI, GIOVANNI, NMNOwnerOWNER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← MINOTTI, EMANUELE, DIEGOOwnerPARTNER, ownership code NA, individual
Jun 6, 2013 to presentfactForm ADV
← TAN, CHEE-WONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 6, 2013 to presentfactForm ADV
← THEOREMA HOLDINGS LTD (MALTA)OwnerOWNER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Affiliated with (1)

← THEOREMA ADVISORS LTD.Registered adviserother investment adviser, common control
factForm ADV

Dated events

Occurred
May 13, 2022
Control person left
Andrea Casati (Partner) no longer on Schedule A of Theorema Advisors Uk Llp (listed 2021-03-15, absent 2022-05-13)
Form ADVobserved 3 days ago
Occurred
Mar 15, 2021
Control person joined
Andrea Casati (Partner) appeared on Schedule A of Theorema Advisors Uk Llp
Form ADVobserved 3 days ago
Occurred
Jan 31, 2019
Control person left
Francesco Masoni (Partner) no longer on Schedule A of Theorema Advisors Uk Llp (listed 2018-04-27, absent 2019-01-31)
Form ADVobserved 3 days ago
Occurred
Jun 6, 2013
Succession filed (Item 4)
Theorema Advisors Uk Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98cc1a5b-d1ab-d915-9f33-e262f75a2daa
First observed: Mar 30, 2012
Last observed: May 13, 2022 53 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THEOREMA ADVISORS UK LLP

CRD 137489

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98cc1a5b-d1ab-d915-9f33-e262f75a2daa

Data as of May 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PLURIMA THEOREMA EUROPEAN LONG-SHORT EQUITY FUND

Hedge Fund

$69.9M

May 13, 2022

Apr 27, 2018

reported

n/a

JUNIE OPPORTUNITIES FUND

Hedge Fund

$6,084

Mar 15, 2021

Apr 10, 2017

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOVI, GIOVANNI, NMN

Owner

yes

04/2017

Mar 30, 2012

May 13, 2022

GOVI, GIOVANNI, NMN

Director

yes

01/2001

Mar 30, 2012

May 13, 2022

MINOTTI, EMANUELE, DIEGO

Partner

yes

04/2012

Jun 6, 2013

May 13, 2022

TAN, CHEE-WON

CHIEF COMPLIANCE OFFICER

yes

05/2011

Jun 6, 2013

May 13, 2022

THEOREMA HOLDINGS LTD (MALTA)

Owner

yes

04/2010

Mar 30, 2012

May 13, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

May 13, 2022

$69.9M

2020

Mar 15, 2021

$74.4M

2019

Feb 28, 2020

$79.7M

2018

Jan 31, 2019

$97.8M

2017

Apr 27, 2018

$127M

2016

Apr 6, 2017

$126M

n/a

2015

Feb 16, 2016

$106M

n/a

2014

Apr 1, 2015

$147M

n/a

2013

Mar 25, 2014

$189M

n/a

2012

Apr 30, 2013

$184M

n/a

2011

Mar 30, 2012

$170M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$69.9M

$74.4M

-6.0%

$97.8M

-10.6%