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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THEOREMA ADVISORS LTD.

CRD 153098

VALLETTA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dea38b88-9c9f-0e78-bdc4-ff4162c459a0

Data as of Sep 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Sep 7, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $33.0MItem 5.F on the latest filing (2017-09-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $26.7Mgross asset value as reported per fund; never fund size
SEC number: 801-71286
CRD: 153098
Filings on the tape: 8
First filed: Mar 30, 2012
Latest filed: Sep 7, 2017
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MA THEOREMA EUROPE FUND LIMITED	Hedge Fund	$28.8M	Apr 30, 2015	1	Oct 3, 2012	dropped	n/a
THEOREMA CREDIT EQUITY OPPORTUNITY FUND SICAV	Hedge Fund	$19.0M	Apr 10, 2017	15	Apr 30, 2015	reported	n/a
THEOREMA EUROPE FUND LTD	Hedge Fund	$375,636	Mar 22, 2016	1	Mar 30, 2012	dropped	n/a
THEOREMA EUROPE FUND + LTD	Hedge Fund	$362,144	Mar 22, 2016	1	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOVI, GIOVANNI, NMN	DIRECTOR, MANAGING MEMBER	Na	yes	04/2001	Mar 30, 2012	Sep 7, 2017
THEOREMA HOLDINGS LTD (MALTA)	Owner	E	yes	04/2010	Mar 30, 2012	Sep 7, 2017
FAIELLA, BARBARA, OBRIEN	DIRECTOR CCO (ACTING)	Na	no	09/2005	Mar 30, 2012	Sep 7, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THEOREMA ADVISORS UK LLP	n/a	Former SEC adviser	$69.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 10, 2017	$51.7M	$51.7M	1	0	n/a	2	$45.7M
2015	Mar 22, 2016	$99.7M	$99.7M	1	0	n/a	3	$22.3M
2014	Apr 30, 2015	$138M	$138M	1	0	n/a	4	$69.3M
2013	Mar 21, 2014	$68.8M	$68.8M	1	0	n/a	3	$68.8M
2012	Apr 1, 2013	$157M	$157M	2	1	n/a	3	$76.7M
2011	Mar 30, 2012	$170M	$170M	n/a	n/a	n/a	2	$72.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$33.0M	$99.7M	-66.9%	$68.8M	-21.7%	1	1	n/a	n/a

Relationships

Affiliated with (1)

→ THEOREMA ADVISORS UK LLPRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← GOVI, GIOVANNI, NMNOwnerDIRECTOR, MANAGING MEMBER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← THEOREMA HOLDINGS LTD (MALTA)OwnerOWNER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← FAIELLA, BARBARA, OBRIENOwnerDIRECTOR CCO (ACTING), ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Advises (4)

→ THEOREMA CREDIT EQUITY OPPORTUNITY FUND SICAVPrivate fundHedge Fund, IA
Apr 30, 2015 to presentfactForm ADV
→ THEOREMA EUROPE FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 22, 2016factForm ADV
→ THEOREMA EUROPE FUND + LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 22, 2016factForm ADV
→ MA THEOREMA EUROPE FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Oct 3, 2012 to Apr 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dea38b88-9c9f-0e78-bdc4-ff4162c459a0
First observed: Mar 30, 2012
Last observed: Sep 7, 2017 110 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THEOREMA ADVISORS LTD.

CRD 153098

VALLETTA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dea38b88-9c9f-0e78-bdc4-ff4162c459a0

Data as of Sep 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MA THEOREMA EUROPE FUND LIMITED

Hedge Fund

$28.8M

Apr 30, 2015

Oct 3, 2012

dropped

n/a

THEOREMA CREDIT EQUITY OPPORTUNITY FUND SICAV

Hedge Fund

$19.0M

Apr 10, 2017

Apr 30, 2015

reported

n/a

THEOREMA EUROPE FUND LTD

Hedge Fund

$375,636

Mar 22, 2016

Mar 30, 2012

dropped

n/a

THEOREMA EUROPE FUND + LTD

Hedge Fund

$362,144

Mar 22, 2016

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOVI, GIOVANNI, NMN

DIRECTOR, MANAGING MEMBER

yes

04/2001

Mar 30, 2012

Sep 7, 2017

THEOREMA HOLDINGS LTD (MALTA)

Owner

yes

04/2010

Mar 30, 2012

Sep 7, 2017

FAIELLA, BARBARA, OBRIEN

DIRECTOR CCO (ACTING)

09/2005

Mar 30, 2012

Sep 7, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THEOREMA ADVISORS UK LLP

n/a

Former SEC adviser

$69.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Apr 10, 2017

$51.7M

n/a

$45.7M

2015

Mar 22, 2016

$99.7M

n/a

$22.3M

2014

Apr 30, 2015

$138M

n/a

$69.3M

2013

Mar 21, 2014

$68.8M

n/a

$68.8M

2012

Apr 1, 2013

$157M

n/a

$76.7M

2011

Mar 30, 2012

$170M

n/a

$72.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$33.0M

$99.7M

-66.9%

$68.8M

-21.7%

n/a