DFX Intelligence

L••••• O••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

L••••• O••••• S••••

Advisor at P•••••• C••••• S•••••••• L••

SPOKANE, WA | LOUISVILLE, KY

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Search this name across graphsid dfx:ria:98dd470a-f75f-1b2b-112e-138199b4951b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Aug 23, 2020	n/a	yes	SPOKANE, WA\|LOUISVILLE, KY	Current employment
C••••••• A••••••• P•••••••• L••	Independent wealth	Oct 3, 2016	Jul 15, 2020	no	SPOKANE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A••••••• P•••••••• L••	P•••••• C••••• S•••••••• L••	Jul 15, 2020	Aug 23, 2020	39	Firm change	RIA to RIA
L•• F•••••••• L••	C••••••• A••••••• P•••••••• L••	Oct 8, 2016	Oct 3, 2016

Relationships

Registered with (5)

→ P•••••• C••••• S•••••••• L••Registered adviserregistration: current employment
Aug 23, 2020 to presentfactForm ADV
→ C••••••• A••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2016 to Jul 15, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2014 to Oct 8, 2016factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98dd470a-f75f-1b2b-112e-138199b4951b
First observed: Sep 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.