DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••• O••••• S••••

P•••••• C••••• S•••••••• L••BD affiliatedSpokane, Wa IA-onlyIAPD 5078833

Feed of 09/14/2026

Also filed as Brandy L••••• O•••••

At current firm

6 y

since Aug 23, 2020

In the industry

23 y

since Apr 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• C••••• S•••••••• L•• BD affiliated current
since Aug 23, 2020 · Spokane, Wa
C••••••• A••••••• P•••••••• L•• independent RIA
Oct 3, 2016 to Jul 15, 2020 · Spokane, Wa
L•• F•••••••• L•• BD affiliated
Apr 25, 2014 to Oct 8, 2016 · Spokane, Wa
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 27, 2008 to Apr 17, 2014 · Spokane, Wa
W•••••• • R••• former
Sep 15, 2006 to Dec 19, 2007 · Coeur D'Alene, Id

Moves

a registration end followed by a registration begin elsewhere

C••••••• A••••••• P•••••••• L•• to P•••••• C••••• S•••••••• L••
left Jul 15, 2020, registered Aug 23, 2020 (39 days) · RIA to RIA
L•• F•••••••• L•• to C••••••• A••••••• P•••••••• L••
left Oct 8, 2016, registered Oct 3, 2016 (-5 days) · Other
M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left Apr 17, 2014, registered Apr 25, 2014 (8 days) · Other
W•••••• • R••• to M•• I•••••••• S•••••••• L••
left Dec 19, 2007, registered Oct 27, 2008 (313 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address