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T••• M•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

T••• M•••••• B••••••••

Advisor at M••• W•••••

PLANTATION, FL

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Search this name across graphsid dfx:ria:98e61312-5bc0-43b0-7991-2a0616716cd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W•••••	Independent wealth	Aug 12, 2016	n/a	yes	PLANTATION, FL	Current employment
M••• W••••• P• L••	Former SEC adviser	Nov 18, 2023	Aug 5, 2025	no	San Juan, PR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••• W••••• P• L••	n/a	Aug 5, 2025	n/a	n/a	Departure no registered destination	Departure
M•• G•••• • A••••••••• I•••	O•••• W•••••• I•••	Oct 3, 2016	Apr 27, 2001

Relationships

Registered with (4)

→ M••• W•••••Registered adviserregistration: current employment
Aug 12, 2016 to presentfactForm ADV
→ M••• W••••• P• L••Registered adviserregistration: previous registration
Nov 18, 2023 to Aug 5, 2025factForm ADV
→ M•• G•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 17, 1999 to Oct 3, 2016factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Aug 5, 2025
Advisor departed, no destination yet
T••• M•••••• B•••••••• no longer registered at M••• W••••• P• L••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98e61312-5bc0-43b0-7991-2a0616716cd1
First observed: Jun 17, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.