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Advisor at PFG ADVISORS
ANTHEM, AZ | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Mar 13, 2015 | n/a | yes | ANTHEM, AZ|Phoenix, AZ|Phoenix, AZ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 28, 2009 | Jul 18, 2017 | no | SUN CITY WEST, AZ|PHOENIX, AZ|SAN DIEGO, CA|SURPRISE, AZ|PHOENIX, AZ|SURPRISE, AZ|ANTHEM, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Apr 13, 2005 | Jan 21, 2009 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 28, 2004 | Apr 6, 2005 | no | PHOENIX, AZ | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Oct 4, 2002 | May 24, 2004 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PFG ADVISORS | Jul 18, 2017 | Mar 13, 2015 | -858 | Firm change after gap | Other |
| CUE FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jan 21, 2009 | Jan 28, 2009 | 7 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | CUE FINANCIAL GROUP, INC. | Apr 6, 2005 | Apr 13, 2005 | 7 | Firm change | Other |
| FIRST HORIZON ADVISORS, INC | CETERA ADVISOR NETWORKS LLC | May 24, 2004 | Jun 28, 2004 | 35 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:173344:AZ:2017-07-18 | Jul 18, 2017 | Mar 13, 2015 | PHOENIX, AZ | Firm change after gap |