DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
El Dorado Hills, CA | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | FOLSOM, CA|El Dorado Hills, CA | Current employment |
| P•••••• P••••••• S••••••••• I••• | n/a | Dec 7, 2005 | Aug 13, 2008 | no | SACRAMENTO, CA|SACRAMENTO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P••••••• S••••••••• I••• | C••••• I••••••••• A••••••• L•• | Aug 13, 2008 | Jun 29, 2023 | 5,433 | Firm change after gap | Other |
| L•• F•••••••• L•• | P•••••• P••••••• S••••••••• I••• | Dec 2, 2005 | Dec 7, 2005 |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 16, 2003 | Dec 2, 2005 | no | ORANGEVALE, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Sep 19, 2003 | no | ROSEVILLE, CA | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Jul 23, 1999 | Jul 1, 2003 | no | ROSEVILLE, CA | Previous registration |
| 5 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Sep 19, 2003 | Sep 16, 2003 | -3 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |