J•• A••• R••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Folsom, Ca
• P•••••• P••••••• S••••••••• I••• unclassified
  Dec 7, 2005 to Aug 13, 2008 · Sacramento, Ca
• L•• F•••••••• L•• BD affiliated
  Sep 16, 2003 to Dec 2, 2005 · Orangevale, Ca
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Sep 19, 2003 · Roseville, Ca
• P••••••••• E••••• G••••• L•• unclassified
  Jul 23, 1999 to Jul 1, 2003 · Roseville, Ca

• P•••••• P••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
  left Aug 13, 2008, registered Jun 29, 2023 (5433 days) · Other
• L•• F•••••••• L•• to P•••••• P••••••• S••••••••• I•••
  left Dec 2, 2005, registered Dec 7, 2005 (5 days) · Other
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Sep 19, 2003, registered Sep 16, 2003 (-3 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address