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RIA / WealthAdvisorCertified Financial Planner13 years in industry

THOMAS AUBREY HODGSON

Advisor at LUTZ FINANCIAL

OMAHA, NE

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Search this name across graphsid dfx:ria:98fb2e6c-6d6c-973b-7bd2-483d8a575f3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LUTZ FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 15, 2013
First registration: Aug 19, 2013
Dual registered: no
Other names: TOM HODGSON
IAPD individual key: 6112870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LUTZ FINANCIAL	Independent wealth	Jul 20, 2022	n/a	yes	OMAHA, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Jun 13, 2022	no	ABERDEEN, SD	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Aug 9, 2017	Nov 29, 2017	no	ABERDEEN, SD	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Aug 16, 2016	Aug 9, 2017	no	Omaha, NE	Previous registration
MORGAN STANLEY	Wirehouse	Aug 19, 2013	Aug 16, 2016	no	Omaha, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	LUTZ FINANCIAL	Jun 13, 2022	Jul 20, 2022	37	Firm change	RIA to RIA
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
HIGHTOWER ADVISORS, LLC	INVESTMENT CENTERS OF AMERICA, INC.	Aug 9, 2017	Aug 9, 2017	0	Firm change	Other
MORGAN STANLEY	HIGHTOWER ADVISORS, LLC	Aug 16, 2016	Aug 16, 2016	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:145323:NE:2016-08-16	Aug 16, 2016	Aug 16, 2016	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ LUTZ FINANCIALRegistered adviserregistration: current employment
Jul 20, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Jun 13, 2022factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Aug 9, 2017 to Nov 29, 2017factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 16, 2016 to Aug 9, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 19, 2013 to Aug 16, 2016factForm ADV

Dated events

Occurred
Jun 13, 2022
Advisor changed firm
Thomas Aubrey Hodgson left Lpl Financial Llc for Lutz Financial (registered 2022-07-20)
Form ADVobserved 5 days ago