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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LUTZ FINANCIAL

LUTZ FINANCIAL SERVICES, LLC, CRD 117273

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b2ac3ab-947b-97e8-11d3-43a32e952144

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 4
On other graphs: 0
Observed: Mar 24, 2012 to Jul 7, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.0 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.8B
Private client RAUM: $2.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $212Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,689
Individual clients: 425
High net worth clients: 420
Custody, client assets: $1.1B
SEC number: 801-62093
CIK: 1737112
CRD: 117273
Filings on the tape: 41
First filed: Mar 24, 2012
Latest filed: Jul 7, 2026
Organised: Limited Liability Company, NE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES PAUL BOULAY	Certified Financial Planner\|Personal Financial Specialist	OMAHA, NE	25	30	n/a	no
JUSTIN BRADLEY VOSSEN	Certified Financial Planner	OMAHA, NE	18	24	n/a	no
NICHOLAS SAMUEL HALL	Certified Financial Planner	OMAHA, NE	12	15	1	no
JOSEPH RYAN HEFFLINGER	Certified Financial Planner	OMAHA, NE	11	24	3	no
CHRISTOPHER MICHAEL WAGNER	Certified Financial Planner	OMAHA, NE	9	20	1	no
AUSTIN LEE WELLS	Certified Financial Planner	OMAHA, NE	7	11	2	no
JOSHUA R JENKINS	Chartered Financial Analyst	OMAHA, NE	5	13	1	no
Joseph Daniel Carlson	Certified Financial Planner	OMAHA, NE	4	11	n/a	no
THOMAS AUBREY HODGSON	Certified Financial Planner	OMAHA, NE	4	13	4	no
Adriane Linette Washburn	n/a	OMAHA, NE \| GRAND ISLAND, NE	2	22	1	no
Shannon Rae Gohr	Certified Financial Planner	OMAHA, NE	1	14	2	no
Alec Michael Johnston	Chartered Financial Analyst	OMAHA, NE	1	10	n/a	no
Samuel James Bonebrake	Certified Financial Planner	OMAHA, NE	1	11	n/a	no
Landon Jaughn Sibole	Certified Financial Planner	OMAHA, NE	0	10	n/a	no
Ryan Ernest Schmidt	n/a	OMAHA, NE	0	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOULAY, JAMES, PAUL	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	yes	03/2001	Jul 7, 2026	Jul 7, 2026
ECTART, LLC	Member	D	yes	08/2001	Jul 7, 2026	Jul 7, 2026
DUREN, MARK	ELECTED MANAGER	F	yes	08/2001	Aug 13, 2020	Jun 13, 2024
JENKINS, JOSHUA, R	CHIEF INVESTMENT OFFICER AND PRINCIPAL	Na	no	05/2022	Jul 7, 2026	Jul 7, 2026
VOSSEN, JUSTIN, BRADLEY	Member	A	no	01/2012	Jul 7, 2026	Jul 7, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LUTZ & COMPANY, P.C.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GRAND ISLAND	Ne	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 22, 2026	$3.2B	$2.8B	22	14	1	n/a	n/a
2024	Mar 31, 2025	$2.6B	$2.3B	21	10	1	n/a	n/a
2023	Feb 22, 2024	$2.3B	$2.0B	18	10	0	n/a	n/a
2022	Mar 21, 2023	$1.7B	$1.6B	17	10	0	n/a	n/a
2021	Mar 29, 2022	$1.8B	$1.6B	15	8	0	n/a	n/a
2020	Mar 31, 2021	$1.4B	$1.3B	15	7	0	n/a	n/a
2019	Mar 30, 2020	$1.2B	$1.1B	15	7	0	n/a	n/a
2018	Mar 29, 2019	$963M	$853M	14	7	0	n/a	n/a
2017	Mar 29, 2018	$856M	$647M	11	5	0	n/a	n/a
2016	Mar 23, 2017	$696M	$531M	11	5	n/a	n/a	n/a
2015	Mar 8, 2016	$626M	$492M	8	4	n/a	n/a	n/a
2014	Mar 31, 2015	$695M	$537M	9	6	n/a	n/a	n/a
2013	Mar 12, 2014	$612M	$479M	7	4	n/a	n/a	n/a
2012	Mar 8, 2013	$521M	$415M	7	4	n/a	n/a	n/a
2011	Mar 24, 2012	$449M	$350M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	6.7%	1	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.6B	22.1%	$1.7B	22.6%	23	21	1	1

Relationships

Registered with (18)

← Ryan Ernest SchmidtAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← Landon Jaughn SiboleAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← Samuel James BonebrakeAdvisorregistration: current employment
Jul 28, 2025 to presentfactForm ADV
← Shannon Rae GohrAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← Alec Michael JohnstonAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← Adriane Linette WashburnAdvisorregistration: current employment
Jun 13, 2024 to presentfactForm ADV
← THOMAS AUBREY HODGSONAdvisorregistration: current employment
Jul 20, 2022 to presentfactForm ADV
← Joseph Daniel CarlsonAdvisorregistration: current employment
Dec 17, 2021 to presentfactForm ADV
← JOSHUA R JENKINSAdvisorregistration: current employment
Oct 28, 2020 to presentfactForm ADV
← AUSTIN LEE WELLSAdvisorregistration: current employment
Apr 11, 2019 to presentfactForm ADV
← CHRISTOPHER MICHAEL WAGNERAdvisorregistration: current employment
Oct 27, 2016 to presentfactForm ADV
← JOSEPH RYAN HEFFLINGERAdvisorregistration: current employment
Mar 13, 2015 to presentfactForm ADV
← NICHOLAS SAMUEL HALLAdvisorregistration: current employment
Sep 12, 2014 to presentfactForm ADV
← JUSTIN BRADLEY VOSSENAdvisorregistration: current employment
Feb 29, 2008 to presentfactForm ADV
← JAMES PAUL BOULAYAdvisorregistration: current employment
Apr 9, 2001 to presentfactForm ADV
← Blake Anthony MalyAdvisorregistration: previous registration
Jul 18, 2025 to Feb 4, 2026factForm ADV
← ANTHONY L CERONEAdvisorregistration: previous registration
Jul 29, 2005 to Feb 3, 2016factForm ADV
← STEPHEN ROSMAN PATTERSONAdvisorregistration: previous registration
Feb 29, 2008 to Dec 3, 2015factForm ADV

Controls (3)

← ECTART, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 24, 2012 to Jun 13, 2024factForm ADV
← BOULAY, JAMES, PAULOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 24, 2012 to Jun 13, 2024factForm ADV
← DUREN, MARKOwnerELECTED MANAGER, ownership code F, individual
Aug 13, 2020 to Jun 13, 2024factForm ADV

Owns (2)

← VOSSEN, JUSTIN, BRADLEYOwnerMEMBER, ownership code A, individual
Mar 24, 2012 to Jun 13, 2024factForm ADV
← JENKINS, JOSHUA, ROwnerCHIEF INVESTMENT OFFICER AND PRINCIPAL, ownership code NA, individual
Mar 31, 2021 to Jun 13, 2024factForm ADV

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
Blake Anthony Maly left Lutz Financial for Lpl Financial Llc (registered 2026-03-16)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2024
Regulatory AUM changed
Lutz Financial reported RAUM $2.3B, up 32% from $1.7B (2023-12-07 to 2024-02-22)
Form ADVobserved 6 days ago
$548M
Occurred
Mar 29, 2022
Regulatory AUM changed
Lutz Financial reported RAUM $1.8B, up 27% from $1.4B (2021-12-02 to 2022-03-29)
Form ADVobserved 6 days ago
$385M
Occurred
Aug 13, 2020
Control person joined
Mark Duren (Elected Manager) appeared on Schedule A of Lutz Financial
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b2ac3ab-947b-97e8-11d3-43a32e952144
First observed: Mar 24, 2012
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUTZ FINANCIAL

LUTZ FINANCIAL SERVICES, LLC, CRD 117273

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b2ac3ab-947b-97e8-11d3-43a32e952144

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES PAUL BOULAY

Certified Financial Planner|Personal Financial Specialist

OMAHA, NE

n/a

JUSTIN BRADLEY VOSSEN

Certified Financial Planner

OMAHA, NE

n/a

NICHOLAS SAMUEL HALL

Certified Financial Planner

OMAHA, NE

JOSEPH RYAN HEFFLINGER

Certified Financial Planner

OMAHA, NE

CHRISTOPHER MICHAEL WAGNER

Certified Financial Planner

OMAHA, NE

AUSTIN LEE WELLS

Certified Financial Planner

OMAHA, NE

JOSHUA R JENKINS

Chartered Financial Analyst

OMAHA, NE

Joseph Daniel Carlson

Certified Financial Planner

OMAHA, NE

n/a

THOMAS AUBREY HODGSON

Certified Financial Planner

OMAHA, NE

Adriane Linette Washburn

n/a

OMAHA, NE | GRAND ISLAND, NE

Shannon Rae Gohr

Certified Financial Planner

OMAHA, NE

Alec Michael Johnston

Chartered Financial Analyst

OMAHA, NE

n/a

Samuel James Bonebrake

Certified Financial Planner

OMAHA, NE

n/a

Landon Jaughn Sibole

Certified Financial Planner

OMAHA, NE

n/a

Ryan Ernest Schmidt

n/a

OMAHA, NE

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOULAY, JAMES, PAUL

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

03/2001

Jul 7, 2026

ECTART, LLC

Member

yes

08/2001

Jul 7, 2026

DUREN, MARK

ELECTED MANAGER

yes

08/2001

Aug 13, 2020

Jun 13, 2024

JENKINS, JOSHUA, R

CHIEF INVESTMENT OFFICER AND PRINCIPAL

05/2022

Jul 7, 2026

VOSSEN, JUSTIN, BRADLEY

Member

01/2012

Jul 7, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LUTZ & COMPANY, P.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

GRAND ISLAND

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 22, 2026

$3.2B

$2.8B

n/a

2024

Mar 31, 2025

$2.6B

$2.3B

n/a

2023

Feb 22, 2024

$2.3B

$2.0B

n/a

2022

Mar 21, 2023

$1.7B

$1.6B

n/a

2021

Mar 29, 2022

$1.8B

$1.6B

n/a

2020

Mar 31, 2021

$1.4B

$1.3B

n/a

2019

Mar 30, 2020

$1.2B

$1.1B

n/a

2018

Mar 29, 2019

$963M

$853M

n/a

2017

Mar 29, 2018

$856M

$647M

n/a

2016

Mar 23, 2017

$696M

$531M

n/a

2015

Mar 8, 2016

$626M

$492M

n/a

2014

Mar 31, 2015

$695M

$537M

n/a

2013

Mar 12, 2014

$612M

$479M

n/a

2012

Mar 8, 2013

$521M

$415M

n/a

2011

Mar 24, 2012

$449M

$350M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.6B

22.1%

$1.7B

22.6%