This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Oct 1, 2013

First registration

Oct 2, 2013

Dual registered

yes, broker-dealer

Other names

ADAM RICHARD JOHNSON|Adam R Johnson

IAPD individual key

6182665

• Occurred

  Nov 3, 2023
  Advisor changed firm

  Adam Richard Johnson left Rbc Securities, Inc. for J.P. Morgan Securities Llc (registered 2023-10-31)

  Form ADVobserved 4 days ago
• Occurred

  Feb 10, 2022
  Advisor changed firm

  Adam Richard Johnson left Wells Fargo Advisors for Rbc Securities, Inc. (registered 2022-02-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:98fcc5f9-c8d9-53cd-aab5-b639378fa104

First observed

Oct 2, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.