DFX Intelligence

R•••• P•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R•••• P•••••• S••••••

Advisor at M••••• S••••••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:98fce4ca-18e6-3d10-3780-760274b1912f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 1, 2026	n/a	yes	CHAPEL HILL, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 6, 2022	Sep 2, 2026	no	RALEIGH, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Sep 2, 2026	Sep 1, 2026	-1	Firm change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	Jun 13, 2022	Jun 6, 2022

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
Jan 10, 2018 to Jun 13, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 6, 2022 to Sep 2, 2026factForm ADV
→ D•••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 23, 2013 to Sep 12, 2016factForm ADV
→ I••••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
R•••• P•••••• S•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2026-09-01)
Form ADVobserved 7 days ago
Occurred
Jun 13, 2022
Advisor changed firm
R•••• P•••••• S•••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98fce4ca-18e6-3d10-3780-760274b1912f
First observed: Jun 6, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.