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RIA / WealthAdvisor31 years in industry

HARRIET PRATT HIGGINS

Advisor at MAYFLOWER CAPITAL

CORTLAND, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAYFLOWER CAPITAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 26, 1994
First registration: Dec 8, 2005
Dual registered: no
Other names: HARRIET PRATT HIGGINS
IAPD individual key: 2519330

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAYFLOWER CAPITAL	State registered	Apr 19, 2022	n/a	yes	CORTLAND, NY	Current employment
FAS WEALTH PARTNERS, INC.	Independent wealth	Oct 16, 2013	Aug 21, 2014	no	HOMER, NY\|LEAWOOD, KS	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 12, 2011	Oct 3, 2013	no	Pepper Pike, OH\|NEWPORT, RI\|SYRACUSE, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 9, 2011	no	NEWPORT, RI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 8, 2005	Jun 1, 2009	no	NEW YORK, NY\|NEW YORK, NY\|NEWPORT, RI\|NEWPORT, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FAS WEALTH PARTNERS, INC.	MAYFLOWER CAPITAL	Aug 21, 2014	Apr 19, 2022	2,798	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FAS WEALTH PARTNERS, INC.	Oct 3, 2013	Oct 16, 2013	13	Firm change	Other
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 9, 2011	Jan 12, 2011	-28	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MAYFLOWER CAPITALRegistered adviserregistration: current employment
Apr 19, 2022 to presentfactForm ADV
→ FAS WEALTH PARTNERS, INC.Registered adviserregistration: previous registration
Oct 16, 2013 to Aug 21, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 12, 2011 to Oct 3, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 9, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 8, 2005 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.