DFX Intelligence

D•••• T••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D•••• T••••••• G••••

Advisor at V••• I••••••••• M••••••••• C•• L••

NEW Y•••, NY | Houston, TX

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Search this name across graphsid dfx:ria:9903fea5-f9be-4af1-9e33-82a68e25c860

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• I••••••••• M••••••••• C•• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• I••••••••• M••••••••• C•• L••	Asset manager	Feb 9, 2026	n/a	yes	NEW Y•••, NY\|Houston, TX	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Jun 13, 2019	May 13, 2022	no	NEW Y•••, NY\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	V••• I••••••••• M••••••••• C•• L••	May 13, 2022	Feb 9, 2026	1,368	Firm change after gap	Other
I•••••• A•••••••• I•••	N•• Y••• L••• I••••••••• M••••••••• L••	Jun 3, 2019	Jun 13, 2019

Relationships

Registered with (4)

→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 13, 2019 to May 13, 2022factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Jun 3, 2019factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••

Dated events

Occurred
May 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9903fea5-f9be-4af1-9e33-82a68e25c860
First observed: Jun 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.