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Advisor at WELLS FARGO ADVISORS
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 1, 2026 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jan 19, 2017 | Apr 1, 2026 | no | Gardena, CA|Beverly Hills, CA | Previous registration |
| FIRST BROKERAGE AMERICA, L.L.C. | n/a | Sep 26, 2011 | Jan 27, 2017 | no | BEVERLY HILLS, CA|GARDENA, CA|TORRANCE, CA|ENCINO, CA|GARDENA, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | WELLS FARGO ADVISORS | Apr 1, 2026 | Apr 1, 2026 | 0 | Firm change | Ibd to wirehouse |
| FIRST BROKERAGE AMERICA, L.L.C. | OSAIC INSTITUTIONS, INC. | Jan 27, 2017 | Jan 19, 2017 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 43431:35371:CA:2017-01-25 | Jan 27, 2017 | Jan 19, 2017 | LOS ANGELES, CA | Firm change |