DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
ST. LOUIS, MO | Galena, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Feb 28, 2020 | n/a | yes | ST. LOUIS, MO|Galena, IL | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Feb 8, 2019 | Mar 3, 2020 | no | NOVI, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | E••••• J•••• | Mar 3, 2020 | Feb 28, 2020 | -4 | Firm change | Ibd to ibd |
| L••••• A•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Feb 4, 2019 | Feb 8, 2019 |
| L••••• A•••••••• L•• | Former SEC adviser | Feb 26, 2016 | Feb 4, 2019 | no | Kennesaw, GA|PALM BEACH GARDENS, FL|Billings, MT | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 26, 2007 | Jan 22, 2016 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| 4 |
| Firm change |
| Ibd to ibd |
| V•••• F•••••••• A•••••••• I••• | L••••• A•••••••• L•• | Jan 22, 2016 | Feb 26, 2016 | 35 | Firm change | Other |