DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as David Allen Fant
At current firm
6 y
since Feb 28, 2020
In the industry
26 y
since Feb 28, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Feb 28, 2020 · St. Louis, Mo
- Valic Financial Advisors, Inc. BD affiliatedFeb 8, 2019 to Mar 3, 2020 · Novi, Mi
- Legend Advisory, LLC formerFeb 26, 2016 to Feb 4, 2019 · Kennesaw, Ga
- Valic Financial Advisors, Inc. BD affiliatedSep 26, 2007 to Jan 22, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Edward Jonesleft Mar 3, 2020, registered Feb 28, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- Legend Advisory, LLC to Valic Financial Advisors, Inc.left Feb 4, 2019, registered Feb 8, 2019 (4 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Legend Advisory, LLCleft Jan 22, 2016, registered Feb 26, 2016 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address