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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DAWNE ANN FERLAND

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Union, KY | WOODSTOCK, GA

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Search this name across graphsid dfx:ria:991654fd-2bb1-4b1a-0123-20d4f3ac254b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S65|S63
First exam: Jul 25, 1997
First registration: Oct 11, 2001
Dual registered: yes, broker-dealer
Other names: DAWNE RUTLEDGE|DAWNE STOWELL|DAWNE A VENRICK|DAWNE ANN VENRICK|DAWNE ANN FERLAND|DAWNE ANN FERLAND
IAPD individual key: 2893989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Jun 6, 2018	n/a	yes	Union, KY\|WOODSTOCK, GA	Current employment
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Aug 15, 2005	Oct 31, 2018	no	UNION, KY\|UNION, KY	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 13, 2003	May 31, 2005	no	BLUE ASH, OH	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 11, 2001	Jan 9, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODSTOCK FINANCIAL GROUP, INC.	WOODSTOCK WEALTH MANAGEMENT, INC.	Oct 31, 2018	Jun 6, 2018	-147	Channel change	RIA to new firm
A. G. EDWARDS & SONS, INC.	WOODSTOCK FINANCIAL GROUP, INC.	May 31, 2005	Aug 15, 2005	76	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	A. G. EDWARDS & SONS, INC.	Jan 9, 2003	Jan 13, 2003	4	Firm change	Other

Relationships

Registered with (4)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 6, 2018 to presentfactForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 15, 2005 to Oct 31, 2018factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 13, 2003 to May 31, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 11, 2001 to Jan 9, 2003factForm ADV

Dated events

No dated event names this entity yet.