DFX Intelligence

A•• E•••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•• E•••••••• K•••

Advisor at SPC

ANN ARBOR, MI | Pleasant Hil, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Aug 13, 2025	n/a	yes	Pleasant Hil, CA\|ANN ARBOR, MI	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	Aug 15, 2025	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	S••	Aug 15, 2025	Aug 13, 2025	-2	Firm change	Ibd to ibd
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025	Jan 24, 2025

Relationships

Registered with (6)

→ S••Registered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 24, 2025 to Aug 15, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 12, 2019 to Jan 24, 2025factForm ADV
→ O•••• F•• I•••

Dated events

Order

Occurred
15 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 5, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.