DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A•• E•••••••• K•••

S••BD affiliatedAnn Arbor, Mi dual registrantIAPD 5304635

Feed of 09/14/2026

Also filed as Amy E Knox

At current firm

1 y

since Aug 13, 2025

In the industry

12 y

since Nov 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• BD affiliated current
since Aug 13, 2025 · Pleasant Hil, Ca
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Aug 15, 2025 · Scottsdale, Az
O•••• F•• I••• former
Sep 12, 2019 to Dec 31, 2021 · San Ramon, Ca
O•••• F•• I••• former
Sep 12, 2019 to Jan 24, 2025 · San Ramon, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jul 20, 2018 to Sep 10, 2019 · Walnut Creek, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 5, 2014 to Jun 5, 2018 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to S••
left Aug 15, 2025, registered Aug 13, 2025 (-2 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
O•••• F•• I••• to O•••• F•• I•••
left Dec 31, 2021, registered Sep 12, 2019 (-841 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to O•••• F•• I•••
left Sep 10, 2019, registered Sep 12, 2019 (2 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jun 5, 2018, registered Jul 20, 2018 (45 days) · Wirehouse to wirehouse

Signals

A•• E•••••••• K••• left O•••• W•••••• I••• for Spc (registered 2025-08-13)
Aug 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address