This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 1991earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Apr 7, 2008

First registration

Apr 11, 2008

Dual registered

yes, broker-dealer

Other names

HEATHER B. BARONE|HEATHER B RICHARDS -BARONE|HEATHER B RICHARDS-BARONE|HEATHER BETH RICHARDS|HEATHER BR BARONE

IAPD individual key

4714003

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9919dc4a-7f5b-e899-e4e4-193ce0d1a906

First observed

Apr 11, 2008

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.