DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JAMES MICHAEL PERRY

Advisor at KEEL POINT, LLC

HUNTSVILLE, AL | RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99217dd6-9530-f2fa-615c-aaebe2be8cf2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 7, 2001 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Michael Perry

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEEL POINT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 25, 1997
First registration: Mar 7, 2001
Dual registered: yes, broker-dealer
Other names: MIKE PERRY
IAPD individual key: 1189342

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEEL POINT, LLC	Independent wealth	Oct 3, 2014	n/a	yes	RICHMOND, VA\|HUNTSVILLE, AL	Current employment
WFG ADVISORS, LP	Former SEC adviser	Aug 27, 2009	Sep 8, 2014	no	DALLAS, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 7, 2001	Jul 28, 2008	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WFG ADVISORS, LP	KEEL POINT, LLC	Sep 8, 2014	Oct 3, 2014	25	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	WFG ADVISORS, LP	Jul 28, 2008	Aug 27, 2009	395	Firm change	Other

Relationships

Registered with (3)

→ KEEL POINT, LLCRegistered adviserregistration: current employment
Oct 3, 2014 to presentfactForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Aug 27, 2009 to Sep 8, 2014factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 7, 2001 to Jul 28, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99217dd6-9530-f2fa-615c-aaebe2be8cf2
First observed: Mar 7, 2001
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES MICHAEL PERRY

Advisor at KEEL POINT, LLC

HUNTSVILLE, AL | RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99217dd6-9530-f2fa-615c-aaebe2be8cf2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KEEL POINT, LLC

Independent wealth

Oct 3, 2014

n/a

yes

RICHMOND, VA|HUNTSVILLE, AL

Current employment

WFG ADVISORS, LP

Former SEC adviser

Aug 27, 2009

Sep 8, 2014

DALLAS, TX

Previous registration

VALIC FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Mar 7, 2001

Jul 28, 2008

HOUSTON, TX|HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WFG ADVISORS, LP

KEEL POINT, LLC

Sep 8, 2014

Oct 3, 2014

Firm change

Other

VALIC FINANCIAL ADVISORS, INC.

WFG ADVISORS, LP

Jul 28, 2008

Aug 27, 2009

395

Firm change

Other