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M••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M••• S•••••••

Advisor at J• W• C••• A•••••••• I•••

Sparta, NJ | TAMPA, FL

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Search this name across graphsid dfx:ria:992919f1-7e0e-44a2-2b29-67df836ce088

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2002 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	May 10, 2019	n/a	yes	Sparta, NJ\|TAMPA, FL	Current employment
M••• S••••••• • A•••••••••	n/a	May 17, 2012	Jul 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S••••••• • A•••••••••	J• W• C••• A•••••••• I•••	Jul 7, 2026	May 10, 2019	-2,615	Firm change after gap	Other
G••••• F•••••••• P•••••• C••••••• I•••	G••••• S••••••• • A•••••••••	May 13, 2019

Relationships

Registered with (6)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
May 10, 2019 to presentfactForm ADV
→ M••• S••••••• • A•••••••••Registered adviserregistration: previous registration
May 17, 2012 to Jul 7, 2026factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2010 to May 13, 2019factForm ADV
→ G••••• S••••••• • A•••••••••Registered adviserregistration: previous registration

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
M••• S••••••• left M••• S••••••• • A••••••••• for J• W• C••• A•••••••• I••• (registered 2019-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:992919f1-7e0e-44a2-2b29-67df836ce088
First observed: Oct 8, 2002
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.