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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KRISTY MARIE HALEY

Advisor at CETERA INVESTMENT ADVISERS LLC

EL SEGUNDO, CA | Valencia, CA

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Search this name across graphsid dfx:ria:992cc93c-62b6-ac07-e06d-7f6da2eebaee

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 10, 2006 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 4
Registered states: 1
Exams: S63|S65
First exam: Aug 11, 2001
First registration: May 10, 2006
Dual registered: yes, broker-dealer
Other names: KRISTY MARIE VITKUSKE|KRISTY MARIE HENDRICKS|KRISTY MARIE HENDRICKS
IAPD individual key: 4022155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA PLANNING PARTNERS	Independent wealth	Sep 16, 2026	n/a	yes	EL SEGUNDO, CA\|Valencia, CA	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Apr 19, 2024	n/a	yes	EL SEGUNDO, CA	Current employment
CETERA INVESTMENT MANAGEMENT LLC	No RAUM reported	Jan 19, 2016	n/a	yes	EL SEGUNDO, CA\|Valencia, CA	Current employment
CETERA INVESTMENT MANAGEMENT LLC	No RAUM reported	Jan 19, 2016	n/a	yes	EL SEGUNDO, CA\|Valencia, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 1, 2012	n/a	yes	EL SEGUNDO, CA\|Valencia, CA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Apr 19, 2024	Sep 5, 2025	no	EL SEGUNDO, CA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 30, 2008	Mar 4, 2011	no	APPLETON, WI	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Aug 15, 2006	May 22, 2008	no	TAMPA, FL	Previous registration
FPC SERVICES, INC.	n/a	May 10, 2006	Jul 17, 2006	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	AVANTAX PLANNING PARTNERS, INC.	Sep 5, 2025	Apr 19, 2024	-504	Channel change	Ibd to ibd
INVEST FINANCIAL CORPORATION	CETERA INVESTMENT ADVISERS LLC	Mar 4, 2011	May 1, 2012	424	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	INVEST FINANCIAL CORPORATION	May 22, 2008	May 30, 2008	8	Firm change	Other
FPC SERVICES, INC.	GUNNALLEN FINANCIAL, INC	Jul 17, 2006	Aug 15, 2006	29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104556:106237:CA:2025-09-05	Sep 5, 2025	Apr 19, 2024	EL SEGUNDO, CA	Firm change after gap

Relationships

Registered with (7)

→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: current employment
Apr 19, 2024 to presentfactForm ADV
→ CETERA INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 19, 2016 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 1, 2012 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 19, 2024 to Sep 5, 2025factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
May 30, 2008 to Mar 4, 2011factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Aug 15, 2006 to May 22, 2008factForm ADV
→ FPC SERVICES, INC.Registered adviserregistration: previous registration
May 10, 2006 to Jul 17, 2006factForm ADV

Dated events

No dated event names this entity yet.