This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 21, 2001earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Dec 21, 2001

First registration

Dec 6, 2016

Dual registered

yes, broker-dealer

Other names

ROSEANN MARIE MONTELEONE|ROSEANN MARIE MOSAKOWSKI|ROSEANN M MONTELEONE

IAPD individual key

1845670

• Occurred

  Apr 10, 2023
  Advisor changed firm

  Roseann Marie Monteleone left Independent Financial Partners for Spc (registered 2025-01-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:99342a6d-c7e3-9d13-a6f6-547cc77e6b41

First observed

Dec 6, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.