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Advisor at PGIM INVESTMENTS LLC
Dallas, TX | NEWARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PGIM INVESTMENTS LLC | Asset manager | Apr 21, 2026 | n/a | yes | Dallas, TX|NEWARK, NJ | Current employment |
| POLEN CAPITAL MANAGEMENT, LLC | Asset manager | Sep 12, 2024 | Mar 30, 2026 | no | BOCA RATON, FL|Dallas, TX | Previous registration |
| STRIVE ASSET MANAGEMENT | Asset manager | Jan 5, 2023 | Aug 28, 2024 | no | LaGrange, IL|DALLAS, TX | Previous registration |
| NORTHERN TRUST INVESTMENTS, INCORPORATED | Asset manager | Sep 14, 2018 | Aug 23, 2022 | no | Chicago, IL | Previous registration |
| COPELAND CAPITAL MANAGEMENT, LLC | Mixed wealth | Dec 8, 2015 | Aug 23, 2018 | no | Chicago, IL|CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POLEN CAPITAL MANAGEMENT, LLC | PGIM INVESTMENTS LLC | Mar 30, 2026 | Apr 21, 2026 | 22 | Firm change | Other |
| STRIVE ASSET MANAGEMENT | POLEN CAPITAL MANAGEMENT, LLC | Aug 28, 2024 | Sep 12, 2024 | 15 | Firm change | Other |
| NORTHERN TRUST INVESTMENTS, INCORPORATED | STRIVE ASSET MANAGEMENT | Aug 23, 2022 | Jan 5, 2023 | 135 | Firm change | Other |
| COPELAND CAPITAL MANAGEMENT, LLC | NORTHERN TRUST INVESTMENTS, INCORPORATED | Aug 23, 2018 | Sep 14, 2018 | 22 | Firm change | Other |