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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

STRIVE ASSET MANAGEMENT

STRIVE ASSET MANAGEMENT, LLC, CRD 322039

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:058fc657-a8bd-b715-96ec-c56c803bc95d

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 17
On other graphs: 0
Observed: May 18, 2022 to Jun 12, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $728,068derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 15
SEC number: 801-125907
CRD: 322039
Filings on the tape: 25
First filed: May 18, 2022
Latest filed: Jun 12, 2026
Organised: Limited Liability Company, OH

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLE, MATTHEW, RYAN	MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT	Na	yes	02/2023	Feb 24, 2023	Nov 11, 2024
GAISER, ALEXANDRA, HARRISON	GENERAL COUNSEL	Na	yes	10/2023	Oct 9, 2023	Nov 11, 2024
MCARDLE, DON, LEE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Oct 9, 2023	Nov 11, 2024
PHAM, BENJAMIN, BARTLEY	MANAGER AND CHIEF OPERATING OFFICER	Na	yes	05/2022	May 18, 2022	Nov 11, 2024
RAMASWAMY, VIVEK, GANAPATHY	MAJORITY SHAREHOLDER	D	yes	01/2022	May 18, 2022	Nov 11, 2024
STRIVE ENTERPRISES, INC	SOLE MEMBER	E	yes	05/2022	May 18, 2022	Nov 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA BARBARA	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.4B	$2.4B	33	3	0	n/a	n/a
2024	Mar 31, 2025	$2.1B	$2.1B	31	10	3	n/a	n/a
2023	Mar 28, 2024	$1.1B	$1.1B	45	4	0	n/a	n/a
2022	Feb 24, 2023	$523M	$523M	40	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$2.1B	15.3%	$523M	65.6%	33	31	0	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THRYVE WEALTH MANAGEMENT	2	Oct 10, 2025	Oct 17, 2025	DALLAS, TX	Team lift out	Other	100.0%

Relationships

Registered with (3)

← GARY KEITH DORFMANAdvisorregistration: previous registration
Dec 13, 2024 to Oct 10, 2025factForm ADV
← John Desmond BellAdvisorregistration: previous registration
Nov 9, 2023 to Oct 10, 2025factForm ADV
← Benjamin Anthony MenconiAdvisorregistration: previous registration
Jan 5, 2023 to Aug 28, 2024factForm ADV

Controls (6)

← MCARDLE, DON, LEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 9, 2023 to Nov 11, 2024factForm ADV
← RAMASWAMY, VIVEK, GANAPATHYOwnerMAJORITY SHAREHOLDER, ownership code D, individual
May 18, 2022 to Nov 11, 2024factForm ADV
← PHAM, BENJAMIN, BARTLEYOwnerMANAGER AND CHIEF OPERATING OFFICER, ownership code NA, individual
May 18, 2022 to Nov 11, 2024factForm ADV
← COLE, MATTHEW, RYANOwnerMANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT, ownership code NA, individual
Feb 24, 2023 to Nov 11, 2024factForm ADV
← GAISER, ALEXANDRA, HARRISONOwnerGENERAL COUNSEL, ownership code NA, individual
Oct 9, 2023 to Nov 11, 2024factForm ADV
← STRIVE ENTERPRISES, INCOwnerSOLE MEMBER, ownership code E, domestic entity
May 18, 2022 to Nov 11, 2024factForm ADV

Dated events

Occurred
Oct 10, 2025
Team lift-out
2 advisors left Strive Asset Management (Dallas, TX) for Thryve Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 10, 2025
Advisor changed firm
John Desmond Bell left Strive Asset Management for Thryve Wealth Management (registered 2025-10-17)
Form ADVobserved 5 days ago
Occurred
Oct 10, 2025
Advisor changed firm
Gary Keith Dorfman left Strive Asset Management for Thryve Wealth Management (registered 2025-10-16)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Strive Asset Management reported RAUM $2.1B, up 91% from $1.1B (2025-01-17 to 2025-03-31)
Form ADVobserved 5 days ago
$979M
Occurred
Aug 28, 2024
Advisor changed firm
Benjamin Anthony Menconi left Strive Asset Management for Polen Capital Management, Llc (registered 2024-09-12)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Strive Asset Management reported RAUM $1.1B, up 63% from $663.3M (2024-01-10 to 2024-03-28)
Form ADVobserved 5 days ago
$417M
Occurred
Oct 9, 2023
Control person joined
Lee Don Mcardle (Chief Compliance Officer) appeared on Schedule A of Strive Asset Management
Form ADVobserved 5 days ago
Occurred
Oct 9, 2023
Control person joined
Harrison Alexandra Gaiser (General Counsel) appeared on Schedule A of Strive Asset Management
Form ADVobserved 5 days ago
Occurred
Oct 9, 2023
Control person left
Garfield Robert Roach (Chief Compliance Officer) no longer on Schedule A of Strive Asset Management (listed 2023-09-20, absent 2023-10-09)
Form ADVobserved 5 days ago
Occurred
Aug 23, 2023
Control person left
Daniel Anson Frericks (Co-Founder & President) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)
Form ADVobserved 5 days ago
Occurred
Aug 23, 2023
Control person left
Glen Justin Danhof (Head Of Corporate Governance) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)
Form ADVobserved 5 days ago
Occurred
Aug 23, 2023
Control person left
Kunjummen Rachel Paulose (General Counsel) no longer on Schedule A of Strive Asset Management (listed 2023-06-15, absent 2023-08-23)
Form ADVobserved 5 days ago
Occurred
May 19, 2023
Regulatory AUM changed
Strive Asset Management reported RAUM $663.3M, up 27% from $522.8M (2023-02-27 to 2023-05-19)
Form ADVobserved 5 days ago
$141M
Occurred
May 19, 2023
Control person joined
Garfield Robert Roach (Chief Compliance Officer) appeared on Schedule A of Strive Asset Management
Form ADVobserved 5 days ago
Occurred
Feb 24, 2023
Regulatory AUM changed
Strive Asset Management reported RAUM $522.8M, up 60% from $327.1M (2022-10-26 to 2023-02-24)
Form ADVobserved 5 days ago
$196M
Occurred
Sep 15, 2022
Control person joined
Kunjummen Rachel Paulose (Chief Compliance Officer, General Counsel) appeared on Schedule A of Strive Asset Management
Form ADVobserved 5 days ago
Occurred
May 18, 2022
First Form ADV filing
Strive Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:058fc657-a8bd-b715-96ec-c56c803bc95d
First observed: May 18, 2022
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRIVE ASSET MANAGEMENT

STRIVE ASSET MANAGEMENT, LLC, CRD 322039

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:058fc657-a8bd-b715-96ec-c56c803bc95d

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLE, MATTHEW, RYAN

MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT

yes

02/2023

Feb 24, 2023

Nov 11, 2024

GAISER, ALEXANDRA, HARRISON

GENERAL COUNSEL

yes

10/2023

Oct 9, 2023

Nov 11, 2024

MCARDLE, DON, LEE

CHIEF COMPLIANCE OFFICER

yes

10/2023

Oct 9, 2023

Nov 11, 2024

PHAM, BENJAMIN, BARTLEY

MANAGER AND CHIEF OPERATING OFFICER

yes

05/2022

May 18, 2022

Nov 11, 2024

RAMASWAMY, VIVEK, GANAPATHY

MAJORITY SHAREHOLDER

yes

01/2022

May 18, 2022

Nov 11, 2024

STRIVE ENTERPRISES, INC

SOLE MEMBER

yes

05/2022

May 18, 2022

Nov 11, 2024

City

State

Country

Employees

Also broker-dealer

SANTA BARBARA

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.4B

n/a

2024

Mar 31, 2025

$2.1B

n/a

2023

Mar 28, 2024

$1.1B

n/a

2022

Feb 24, 2023

$523M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.4B

$2.1B

15.3%

$523M

65.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THRYVE WEALTH MANAGEMENT

Oct 10, 2025

Oct 17, 2025

DALLAS, TX

Team lift out

Other

100.0%