DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at P•• C•••••• A•••••••• L••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•• C•••••• A•••••••• L•• | Other adviser | May 13, 2020 | n/a | yes | DALLAS, TX | Current employment |
| C••••• A•••• M••••••••• | Asset manager | Feb 8, 2019 | Jul 7, 2020 | no | Planto, TX|FAYETTEVILLE, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A•••• M••••••••• | P•• C•••••• A•••••••• L•• | Jul 7, 2020 | May 13, 2020 | -55 | Firm change after gap | RIA to RIA |
| C••••• A•••••••• L•• | C••••• A•••• M••••••••• | Jun 25, 2020 | Feb 8, 2019 |
| C••••• A•••••••• L•• | Former SEC adviser | Jan 26, 2012 | Jun 25, 2020 | no | PLANO, TX|HEATH, TX | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Feb 22, 2011 | Jan 20, 2012 | no | HEATH, TX|HEATH, TX|AUSTIN, TX | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jan 26, 2009 | Mar 7, 2011 | no | HEATH, TX | Previous registration |
| -503 |
| Channel change |
| RIA to RIA |
| N•• A•••••• S•••••••• L•• | C••••• A•••••••• L•• | Jan 20, 2012 | Jan 26, 2012 | 6 | Firm change | Other |
| T••••••••• F•••••••• A•••••••• L•• | N•• A•••••• S•••••••• L•• | Mar 7, 2011 | Feb 22, 2011 | -13 | Firm change | Other |