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Reading the graph
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Advisor at N•• A•••• M••••••••• L••
CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•• A•••• M••••••••• L•• | Independent wealth | Mar 20, 2023 | n/a | yes | CHARLESTON, WV | Current employment |
| M••••••• C••••• W••••• S•••••••• I••• | Independent wealth | Sep 27, 2018 | Mar 23, 2023 | no | Charleston, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••• C••••• W••••• S•••••••• I••• | N•• A•••• M••••••••• L•• | Mar 23, 2023 | Mar 20, 2023 | -3 | Firm change | RIA to RIA |
| W•••• F•••• A••••••• | M••••••• C••••• W••••• S•••••••• I••• | Mar 12, 2014 | May 1, 2014 |
| M••••••• C••••• W••••• S•••••••• I••• | Independent wealth | May 1, 2014 | Apr 16, 2018 | no | CHARLESTON, WV|WHEELING, WV | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 21, 2013 | Mar 12, 2014 | no | CHARLESTON, WV | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 24, 2007 | Jul 7, 2007 | no | WASHINGTON, DC | Previous registration |
| 50 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Jul 7, 2007 | Mar 21, 2013 | 2,084 | Firm change after gap | Other |