DFX Intelligence

A•••• R••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

A•••• R••• P••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA

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Search this name across graphsid dfx:ria:994e9102-8881-5728-db03-64ddf0d044e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Jun 27, 2019	n/a	yes	FOSTER CITY, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Nov 15, 2016	Jun 4, 2019	no	MENLO PARK, CA\|SAN FRANCISCO, CA\|Palo Alto, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	I•• C••••••• L••	Jun 4, 2019	Jun 27, 2019	23	Firm change	Ibd to new firm
F••••• I•••••••••	J••• M••••• P•••••• W••••• A••••••• L••	Nov 10, 2016	Nov 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:301819:CA:2019-06-04	Jun 4, 2019	Jun 27, 2019	PALO ALTO, CA	Firm change

Relationships

Registered with (6)

→ I•• C••••••• L••Registered adviserregistration: current employment
Jun 27, 2019 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 15, 2016 to Jun 4, 2019factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Apr 26, 2016 to Nov 10, 2016factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:994e9102-8881-5728-db03-64ddf0d044e0
First observed: May 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.