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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

AUSTIN WOLTERS

Advisor at STRATEGIC ADVISERS LLC

FORT COLLINS, CO | LOVELAND, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99540890-8633-dcbb-c19f-d8372b3f9ed2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Aug 10, 2012
First registration: Oct 29, 2014
Dual registered: yes, broker-dealer
Other names: AUSTIN CARL WOLTERS|Austin Wolters
IAPD individual key: 6070671

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	FORT COLLINS, CO\|LOVELAND, CO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 11, 2023	Mar 31, 2025	no	FORT COLLINS, CO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 8, 2020	Oct 7, 2021	no	GREENWOOD VILLAGE, CO	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 29, 2014	Mar 21, 2017	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 21, 2017	Jul 8, 2020	1,205	Firm change after gap	Other

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2023 to Mar 31, 2025factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 29, 2014 to Mar 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99540890-8633-dcbb-c19f-d8372b3f9ed2
First observed: Oct 29, 2014
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUSTIN WOLTERS

Advisor at STRATEGIC ADVISERS LLC

FORT COLLINS, CO | LOVELAND, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99540890-8633-dcbb-c19f-d8372b3f9ed2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STRATEGIC ADVISERS LLC

National bd RIA

Mar 31, 2025

n/a

yes

FORT COLLINS, CO|LOVELAND, CO

Current employment

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Aug 11, 2023

Mar 31, 2025

FORT COLLINS, CO

Previous registration

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jul 8, 2020

Oct 7, 2021

GREENWOOD VILLAGE, CO

Previous registration

USAA FINANCIAL PLANNING SERVICES

Former SEC adviser

Oct 29, 2014

Mar 21, 2017

SAN ANTONIO, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

Mar 31, 2025

Bulk transfer

Ibd to ibd

USAA FINANCIAL PLANNING SERVICES

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Mar 21, 2017

Jul 8, 2020

1,205

Firm change after gap

Other