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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)23 years in industry

ALBERTO VALDES

Advisor at INSIGNEO ADVISORY SERVICES, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:99560bc0-407a-dccf-fe52-6597b751b1e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGNEO ADVISORY SERVICES, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: Nov 21, 2002
First registration: Aug 10, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4378138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Sep 27, 2023	n/a	yes	MIAMI, FL\|MIAMI, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 23, 2018	Sep 20, 2023	no	DORAL, FL\|Coral Springs, FL\|Miami, FL\|Miami, FL\|Miami, FL\|Doral, FL\|Miami, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 25, 2016	Jan 4, 2018	no	MIAMI, FL\|MIAMI, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 14, 2010	Jul 11, 2016	no	MIAMI, FL\|MIAMI, FL\|CORAL GABLES, FL\|MIAMI, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 20, 2009	Sep 8, 2010	no	SUNNY ISLES BEACH, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI GARDENS, FL\|MIAMI GARDENS, FL\|MIAMI, FL\|MIAMI, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Apr 18, 2008	May 29, 2009	no	CORAL GABLES, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 10, 2006	Jan 9, 2008	no	CORAL GABLES, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	INSIGNEO ADVISORY SERVICES, LLC	Sep 20, 2023	Sep 27, 2023	7	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CITIGROUP GLOBAL MARKETS INC.	Jan 4, 2018	Jan 23, 2018	19	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 11, 2016	Aug 25, 2016	45	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Sep 8, 2010	Sep 14, 2010	6	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	CHASE INVESTMENT SERVICES CORP.	May 29, 2009	Jul 20, 2009	52	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	INVESTACORP ADVISORY SERVICES INC	Jan 9, 2008	Apr 18, 2008	100	Firm change	Other

Relationships

Registered with (7)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 23, 2018 to Sep 20, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 25, 2016 to Jan 4, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 14, 2010 to Jul 11, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 20, 2009 to Sep 8, 2010factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Apr 18, 2008 to May 29, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 10, 2006 to Jan 9, 2008factForm ADV

Dated events

Occurred
Sep 20, 2023
Advisor changed firm
Alberto Valdes left Citigroup Global Markets Inc. for Insigneo Advisory Services, Llc (registered 2023-09-27)
Form ADVobserved 5 days ago