DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• V•••••

I••••••• A••••••• S•••••••• L••mixed wealthMiami, Fldual registrantIAPD 4378138

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Sep 27, 2023

In the industry

23 y

since Nov 21, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Sep 27, 2023 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 23, 2018 to Sep 20, 2023 · Doral, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 25, 2016 to Jan 4, 2018 · Miami, Fl
W•••• F•••• A••••••• wirehouse
Sep 14, 2010 to Jul 11, 2016 · Miami, Fl
C•••• I••••••••• S••••••• C•••• former
Jul 20, 2009 to Sep 8, 2010 · Sunny Isles Beach, Fl
I••••••••• A••••••• S••••••• I•• former
Apr 18, 2008 to May 29, 2009 · Coral Gables, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Aug 10, 2006 to Jan 9, 2008 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to I••••••• A••••••• S•••••••• L••
left Sep 20, 2023, registered Sep 27, 2023 (7 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••
left Jan 4, 2018, registered Jan 23, 2018 (19 days) · Other
W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 11, 2016, registered Aug 25, 2016 (45 days) · Other
C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
left Sep 8, 2010, registered Sep 14, 2010 (6 days) · Other
I••••••••• A••••••• S••••••• I•• to C•••• I••••••••• S••••••• C••••
left May 29, 2009, registered Jul 20, 2009 (52 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to I••••••••• A••••••• S••••••• I••
left Jan 9, 2008, registered Apr 18, 2008 (100 days) · Other

Signals

A•••••• V••••• left C•••••••• G••••• M•••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2023-09-27)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address