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Advisor at LPL FINANCIAL LLC
UNIVERSITY HEIGHTS, OH | BEACHWOOD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 16, 2025 | n/a | yes | UNIVERSITY HEIGHTS, OH|BEACHWOOD, OH | Current employment |
| TYLER-STONE WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 22, 2015 | Dec 15, 2025 | no | UNIVERSITY HEIGHTS, OH|BEACHWOOD, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 1, 2000 | Dec 17, 2004 | no | UNIVERSITY HEIGHTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TYLER-STONE WEALTH MANAGEMENT, LLC | LPL FINANCIAL LLC | Dec 15, 2025 | Sep 16, 2025 | -90 | Firm change after gap | RIA to ibd |
| OSAIC FA, INC. | TYLER-STONE WEALTH MANAGEMENT, LLC | Dec 17, 2004 | Jan 22, 2015 | 3,688 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173667:6413:OH:2025-12-15 | Dec 15, 2025 | Sep 16, 2025 | BEACHWOOD, OH | Firm change after gap |