DFX Intelligence

C•••••••• M••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

C•••••••• M••• A•••••

Advisor at A••••••••• I••••••••• M••••••••• L••

YARDLEY, PA

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Search this name across graphsid dfx:ria:9984bc92-4de9-6869-2ab5-b0801d446dc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• M••••••••• L••	Independent wealth	Jan 30, 2026	n/a	yes	YARDLEY, PA	Current employment
A••• F•••••••• A•••••••• I••	Former SEC adviser	Nov 15, 2016	Dec 23, 2025	no	YARDLEY, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• F•••••••• A•••••••• I••	A••••••••• I••••••••• M••••••••• L••	Dec 23, 2025	Jan 30, 2026	38	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••• F•••••••• A•••••••• I••	Sep 16, 2016	Nov 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
155210:338936:PA:2025-12-23	Dec 23, 2025	Jan 30, 2026	YARDLEY, PA	Firm change

Relationships

Registered with (4)

→ A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ A••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 15, 2016 to Dec 23, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 18, 2011 to Sep 16, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9984bc92-4de9-6869-2ab5-b0801d446dc8
First observed: Jun 24, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.