DFX Intelligence

S••••••• A• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

S••••••• A• M••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY | Atlanta, GA

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Search this name across graphsid dfx:ria:998bf3a7-6118-634f-f6ec-3e4b33b80cb5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 27, 2023	n/a	yes	NEW YORK, NY\|Atlanta, GA	Current employment
B•••• A••••••• U••• I•••	Former SEC adviser	Oct 18, 2012	Jul 24, 2013	no	MIAMI, FL\|MIAMI, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A••••••• U••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 24, 2013	Jul 27, 2023	3,655	Firm change after gap	Other
C•• M••••••• P•••••••• L••	B•••• A••••••• U••• I•••	Sep 14, 2012	Oct 18, 2012

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ B•••• A••••••• U••• I•••Registered adviserregistration: previous registration
Oct 18, 2012 to Jul 24, 2013factForm ADV
→ C•• M••••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2011 to Sep 14, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:998bf3a7-6118-634f-f6ec-3e4b33b80cb5
First observed: Sep 2, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.