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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DUANE RAY APONTE

Advisor at PNC WEALTH MANAGEMENT

ARLINGTON, TX

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Search this name across graphsid dfx:ria:998cd339-48cd-c69a-a422-bb0ca697463b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 22, 1997
First registration: Dec 3, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2982989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 18, 2021	n/a	yes	ARLINGTON, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Aug 17, 2021	no	HOUSTON, TX\|HOUSTON, TX\|ARLINGTON, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Apr 5, 2010	Oct 15, 2010	no	ARLINGTON, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Mar 26, 2010	Oct 19, 2010	no	ARLINGTON, TX\|DALLAS, TX\|LAREDO, TX\|ARLINGTON, TX\|MANSFIELD, TX\|ARLINGTON, TX\|ARLINGTON, TX\|ARLINGTON, TX\|ARLINGTON, TX\|FORT WORTH, TX	Previous registration
IFMG SECURITIES, INC.	n/a	Dec 10, 2004	Jan 13, 2006	no	COSTA MESA, CA	Previous registration
COMERICA SECURITIES	Former SEC adviser	Nov 26, 2003	Jan 3, 2005	no	TORRENCE, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 3, 2002	Nov 4, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	PNC WEALTH MANAGEMENT	Aug 17, 2021	Aug 18, 2021	1	Bulk transfer	Ibd to ibd
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Oct 19, 2010	Apr 5, 2010	-197	Firm change after gap	Other
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
IFMG SECURITIES, INC.	BBVA COMPASS INVESTMENT SOLUTIONS, INC	Jan 13, 2006	Mar 26, 2010	1,533	Firm change after gap	Other
COMERICA SECURITIES	IFMG SECURITIES, INC.	Jan 3, 2005	Dec 10, 2004	-24	Firm change	Other
EQUITABLE ADVISORS, LLC	COMERICA SECURITIES	Nov 4, 2003	Nov 26, 2003	22	Firm change	Other

Relationships

Registered with (7)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 18, 2021 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Aug 17, 2021factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Mar 26, 2010 to Oct 19, 2010factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 5, 2010 to Oct 15, 2010factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Dec 10, 2004 to Jan 13, 2006factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Nov 26, 2003 to Jan 3, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 3, 2002 to Nov 4, 2003factForm ADV

Dated events

No dated event names this entity yet.