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Advisor at J.P. MORGAN SECURITIES LLC
SHERMAN OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 25, 2019 | n/a | yes | SHERMAN OAKS, CA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jun 1, 2018 | Oct 18, 2019 | no | VAN NUYS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 23, 2012 | Jun 4, 2018 | no | NORTH HOLLYWOOD, CA|NORTH HOLLYWOOD, CA|NORTH HOLLYWOOD, CA|VALLEY VILLAGE, CA|SANTA MONICA, CA|ENCINO, CA|NORTHRIDGE, CA|VAN NUYS, CA|NORTH HOLLYWOOD, CA|BURBANK, CA|NORTHRIDGE, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2012 | Sep 14, 2012 | no | PASADENA, CA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Jul 27, 2011 | Jan 18, 2012 | no | SAN DIEGO, CA|PASADENA, CA | Previous registration |
| BFF WEALTH MANAGEMENT, INC. | State registered | Aug 17, 2009 | Apr 10, 2012 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | J.P. MORGAN SECURITIES LLC | Oct 18, 2019 | Oct 25, 2019 | 7 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CUSO FINANCIAL SERVICES, L.P. | Jun 4, 2018 | Jun 1, 2018 | -3 | Firm change | Wirehouse to ibd |
| MSI FINANCIAL SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 14, 2012 | Nov 23, 2012 | 70 | Firm change | Other |
| BFF WEALTH MANAGEMENT, INC. | FIRST ALLIED SECURITIES, INC. | Apr 10, 2012 | Jul 27, 2011 | -258 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | MSI FINANCIAL SERVICES, INC. | Jan 18, 2012 | Mar 1, 2012 | 43 | Firm change | Other |