DFX Intelligence

K••• R••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K••• R••••• H••••••

Advisor at L•• F•••••••• L••

TUALATIN, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:999721e2-7f39-bd32-af43-854419c4a276

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 17, 2024	n/a	yes	TUALATIN, OR	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 22, 2017	May 28, 2024	no	Tualatin, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	May 28, 2024	May 17, 2024	-11	Firm change	Ibd to ibd
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 19, 2017	Sep 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:6413:OR:2024-05-21	May 28, 2024	May 17, 2024	TUALATIN, OR	Firm change
6413:6363:OR:2017-10-19	Oct 19, 2017	Sep 22, 2017	PORTLAND, OR	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2008 to Oct 19, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2017 to May 28, 2024factForm ADV
→ P••••••• • C••••••Registered adviserregistration: previous registration
Jul 9, 2004 to Sep 26, 2008factForm ADV

Dated events

Occurred
May 28, 2024
Advisor changed firm
K••• R••••• H•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:999721e2-7f39-bd32-af43-854419c4a276
First observed: Jul 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.