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Reading the graph
Advisor at CAPTRUST
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Nov 15, 2022 | n/a | yes | Wilmington, NC | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Mar 26, 2021 | Oct 28, 2022 | no | CHICAGO, IL|Wilmington, NC | Previous registration |
| OMNISTAR FINANCIAL GROUP, INC. | Independent wealth | Jun 5, 2017 | Apr 9, 2021 | no | WILMINGTON, NC | Previous registration |
| NARWHAL CAPITAL MANAGEMENT | Mixed wealth | Jan 8, 2016 | Apr 20, 2016 | no | MARIETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Captrust | Oct 28, 2022 | Nov 15, 2022 | 18 | Firm change | Other |
| OMNISTAR FINANCIAL GROUP, INC. | HIGHTOWER ADVISORS, LLC | Apr 9, 2021 | Mar 26, 2021 | -14 | Firm change | RIA to ibd |
| NARWHAL CAPITAL MANAGEMENT | OMNISTAR FINANCIAL GROUP, INC. | Apr 20, 2016 | Jun 5, 2017 | 411 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145323:175112:NC:2022-10-28 | Oct 28, 2022 | Nov 15, 2022 | WILMINGTON, NC | Firm change |