This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.46 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$2.1BItem 5.F on the latest filing (2026-08-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.0B

Private client RAUM

$961MderivedItem 5.D individuals plus high net worth individuals

Private client share

46%derivedprivate client RAUM over total RAUM

Advisors on IAPD

11

RAUM per advisor

$189Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

18

Advisory employees

12

Offices

0Schedule D 1.F, beyond the principal office

Accounts

850

Individual clients

223

High net worth clients

111

SEC number

801-66563

CIK

1461287

CRD

135958

Filings on the tape

54

First filed

Nov 9, 2011

Latest filed

Aug 31, 2026

Organised

Limited Liability Company, GA

• Occurred

  Mar 30, 2021
  Control person joined

  Moor Jonathan Hicks (Chief Compliance Officer) appeared on Schedule A of Narwhal Capital Management

  Form ADVobserved 5 days ago
• Occurred

  Mar 17, 2020
  Regulatory AUM changed

  Narwhal Capital Management reported RAUM $952.0M, up 28% from $742.9M (2019-07-29 to 2020-03-17)

  Form ADVobserved 5 days ago
  $209M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8a46ed4a-2f1e-a0fb-8300-07f73ded7ebe

First observed

Nov 9, 2011

Last observed

Aug 31, 2026 20 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.