DFX Intelligence

B•••• J••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B•••• J••••• M•••

Advisor at I• F•••••••• A••••••• S••••••• L••

Peoria, AZ | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:99b27329-5328-0d66-b986-17f1453a3284

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Feb 12, 2020	n/a	yes	Peoria, AZ\|CHARLOTTE, NC	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Jan 25, 2012	Oct 28, 2013	no	FRESNO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	I• F•••••••• A••••••• S••••••• L••	Oct 28, 2013	Feb 12, 2020	2,298	Firm change after gap	Other
J• W• C••• A•••••••• I•••	S•• I••••••••• A•••••••• I•••	Dec 22, 2011	Jan 25, 2012

Relationships

Registered with (3)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Feb 12, 2020 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2012 to Oct 28, 2013factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2009 to Dec 22, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99b27329-5328-0d66-b986-17f1453a3284
First observed: Oct 23, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.