DFX Intelligence

P••• A•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

P••• A•••• B•••••••

Advisor at I••••••••• F•••••••• A•••••••

NEW LENOX, IL

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Search this name across graphsid dfx:ria:99c45d83-89b8-93af-fcb3-0d7fe4b2f5cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• A•••••••	Independent wealth	Feb 16, 2005	n/a	yes	NEW LENOX, IL	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Jan 3, 2007	Dec 31, 2008	no	PALM BEACH GARDENS, FL\|JOLIET, IL\|JOLIET, IL\|NEW LENOX, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	n/a	Dec 31, 2008	n/a	n/a	Departure no registered destination	Departure
G•••• A••••••• A•••••••• I•••	G•• S••••••••• I•••	Dec 13, 2006	Jan 3, 2007	21

Relationships

Registered with (5)

→ I••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 16, 2005 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2007 to Dec 31, 2008factForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 18, 2005 to Dec 13, 2006factForm ADV
→ P•• A•••• M••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99c45d83-89b8-93af-fcb3-0d7fe4b2f5cb
First observed: Aug 7, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.