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A••••• S••••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A••••• S••••• Z••••••••

Advisor at A••••••• A•••• M••••••••• I•••

Boca Raton, FL | PRINCETON, NJ

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Search this name across graphsid dfx:ria:99c68c41-bd36-4a86-c14b-ccfec36a0e74

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• I•••	Mixed wealth	Mar 11, 2009	n/a	yes	PRINCETON, NJ\|Boca Raton, FL	Current employment
G••••••••• I•••••••••	Asset manager	Dec 13, 2004	Nov 4, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• I•••••••••	A••••••• A•••• M••••••••• I•••	Nov 4, 2008	Mar 11, 2009	127	Firm change	Other

Relationships

Registered with (2)

→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Mar 11, 2009 to presentfactForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Dec 13, 2004 to Nov 4, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99c68c41-bd36-4a86-c14b-ccfec36a0e74
First observed: Dec 13, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.