K•• M• M••••••

Advisor at W••••••• W••••• S••••••••• I•••

OSHKOSH, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99c84197-5b75-a204-44ad-76de94e18a44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• W••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• W••••• S••••••••• I•••	Independent wealth	Dec 13, 2024	n/a	yes	OSHKOSH, WI	Current employment
W••••••• W••••• S••••••••• I•••	Independent wealth	Mar 16, 2015	Dec 31, 2016	no	OSHKOSH, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• P•••••••• L••	W••••••• W••••• S••••••••• I•••	Apr 1, 2015	Mar 16, 2015	-16	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106432:175126:WI:2015-04-01	Apr 1, 2015	Mar 16, 2015	MEQUON, WI	Firm change

Relationships

Registered with (2)

→ W••••••• W••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2015 to Dec 31, 2016factForm ADV
→ R••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2013 to Apr 1, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99c84197-5b75-a204-44ad-76de94e18a44
First observed: Dec 17, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.