DFX Intelligence

Data Factory

RIA / WealthAdvisor36 years in industry

DANIEL PATRICK OTOOLE

Advisor at SIMPLICITY WEALTH

SUMMIT, NJ | Minneapolis, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99ca477e-5feb-2a10-ab59-6158b3b696a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 15, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 20, 1990
First registration: Jul 15, 1998
Dual registered: no
IAPD individual key: 1710600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Mar 20, 2026	n/a	yes	Minneapolis, MN\|SUMMIT, NJ	Current employment
MEEDER ADVISORY SERVICES, INC.	Independent wealth	May 7, 2021	Feb 3, 2026	no	DUBLIN, OH	Previous registration
MEEDER ASSET MANAGEMENT, INC.	Asset manager	Jul 10, 2019	May 7, 2021	no	DUBLIN, OH	Previous registration
HORIZON INVESTMENTS LLC	Asset manager	Nov 24, 2015	Oct 20, 2017	no	CHARLOTTE, NC	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jul 15, 1998	Nov 5, 2015	no	CHICAGO, IL\|CONCORD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MEEDER ADVISORY SERVICES, INC.	SIMPLICITY WEALTH	Feb 3, 2026	Mar 20, 2026	45	Firm change	RIA to RIA
MEEDER ASSET MANAGEMENT, INC.	MEEDER ADVISORY SERVICES, INC.	May 7, 2021	May 7, 2021	0	Firm change	Other
HORIZON INVESTMENTS LLC	MEEDER ASSET MANAGEMENT, INC.	Oct 20, 2017	Jul 10, 2019	628	Firm change after gap	Other
ASSETMARK, INC.	HORIZON INVESTMENTS LLC	Nov 5, 2015	Nov 24, 2015	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105794:106814:OH:2021-05-05	May 7, 2021	May 7, 2021	DUBLIN, OH	Firm change

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ MEEDER ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 7, 2021 to Feb 3, 2026factForm ADV
→ MEEDER ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 10, 2019 to May 7, 2021factForm ADV
→ HORIZON INVESTMENTS LLCRegistered adviserregistration: previous registration
Nov 24, 2015 to Oct 20, 2017factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jul 15, 1998 to Nov 5, 2015factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
Daniel Patrick Otoole left Meeder Advisory Services, Inc. for Simplicity Wealth (registered 2026-03-20)
Form ADVobserved 6 days ago