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M••••• A•••• M•••••••••, INC, CRD 105794
DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• J•••• C•••• | Certified Financial Planner | DUBLIN, OH | 16 | 25 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• M••••••• C•••••••• | CHIEF FINANCIAL OFFICER | Na | yes | 11/2024 | Dec 17, 2024 | Dec 17, 2024 |
| C••••• J•••• J•••• | SENIOR VICE PRESIDENT | Na | yes | 10/2011 | Mar 28, 2013 | Dec 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••••• P••••• F••••• I••• | n/a | Institutional manager | $70B | N | yes | n/a |
| M••••• A••••••• S•••••••• I•• | n/a | Independent wealth | $2.9B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.3B | $2.5B | 34.3% | $2.1B | 15.7% | 52 | 35 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• F••••••••• L•• | 3 | Apr 9, 2024 | Apr 5, 2024 | DUBLIN, OH | Firm absorbed | Other | 75.0% |
| M••••• A••••••• S•••••••• I••• | 10 | May 5, 2021 | May 10, 2021 |
| PARENT CORPORATION |
| E |
| yes |
| 12/1986 |
| Mar 28, 2013 |
| Dec 17, 2024 |
| M•••••• R•••••• S•••••• ••• | PRESIDENT & CHIEF EXECUTIVE OFFICER | Na | yes | 05/1983 | Mar 30, 2012 | Dec 17, 2024 |
| N•••• A•••• S•••• | CHIEF OPERATING OFFICER | Na | yes | 10/2017 | Sep 6, 2016 | Dec 17, 2024 |
| R••••• S• M•••••• J••• A• T•••••• O• T•• R••••• S• M•••••• J•• R••••••• T••••• U•••• D•••• M•• 2•• 2•••• A• A•••••• | President | D | yes | 05/1993 | Nov 8, 2019 | Dec 17, 2024 |
| R••••• S• M•••••• S••• A• T•••••• O• T•• T•• R••••• S• M•••••• S•• 2••• I••••••••• T•••• | Shareholder | C | yes | 07/2018 | Nov 8, 2019 | Dec 17, 2024 |
| K•••• B••••••• R•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 01/2024 | Jan 12, 2024 | Dec 17, 2024 |
| M•••••• T••••••• N••• | CHIEF LEGAL OFFICER | Na | no | 09/2015 | Mar 30, 2016 | Dec 17, 2024 |
| M••••• D••••••••• S•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| M••••• I•••••••• S•••••••• L••• | n/a | n/a | n/a | N | yes | n/a |
| Mar 9, 2026 |
| $3.3B |
| $3.3B |
| 52 |
| 33 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $2.5B | $2.5B | 35 | 19 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.4B | $2.4B | 33 | 15 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $2.1B | $2.1B | 36 | 12 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $2.5B | $2.5B | 81 | 45 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.6B | $2.6B | 92 | 37 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.8B | $2.8B | 94 | 34 | 0 | n/a | n/a |
| 2018 | Mar 21, 2019 | $2.8B | $456M | 89 | 26 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.2B | $2.2B | 70 | 15 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.9B | $1.9B | 67 | 16 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $5.3B | $2.1B | 64 | 11 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $4.6B | $1.7B | 58 | 11 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $3.8B | $1.2B | 47 | 9 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.0B | $1.0B | 44 | 8 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $824M | $812M | n/a | n/a | n/a | n/a | n/a |
| DUBLIN, OH |
| Firm absorbed |
| Other |
| 66.7% |