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Advisor at HALO INVESTMENT SERVICES, LLC
CHICAGO, IL | MANHASSET, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HALO INVESTMENT SERVICES, LLC | Other adviser | Aug 8, 2023 | n/a | yes | CHICAGO, IL|MANHASSET, NY | Current employment |
| ROTHSCHILD WEALTH LLC | Independent wealth | Feb 1, 2023 | Aug 9, 2023 | no | CHICAGO, IL|OAKBROOK, IL | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Apr 18, 2014 | Feb 3, 2023 | no | SEATTLE, WA|Chicago, IL | Previous registration |
| ASSETMARK, INC. | Bd affiliated wealth | Jul 2, 2003 | Jul 1, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROTHSCHILD WEALTH LLC | HALO INVESTMENT SERVICES, LLC | Aug 9, 2023 | Aug 8, 2023 | -1 | Firm change | RIA to new firm |
| RUSSELL INVESTMENTS | ROTHSCHILD WEALTH LLC | Feb 3, 2023 | Feb 1, 2023 | -2 | Firm change | Other |
| ASSETMARK, INC. | RUSSELL INVESTMENTS | Jul 1, 2004 | Apr 18, 2014 | 3,578 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162442:325613:IL:2023-08-09 | Aug 9, 2023 | Aug 8, 2023 | OAKBROOK, IL | Firm change |